OMB files this
comment in accordance with 5 CFR 1320.11(c). This OMB action is not
an approval to conduct or sponsor an information collection under
the Paperwork Reduction Act of 1995. This action has no effect on
any current approvals. If OMB has assigned this ICR a new OMB
Control Number, the OMB Control Number will not appear in the
active inventory. For future submissions of this information
collection, reference the OMB Control Number provided. Pursuant to
5 CFR 1320.11(c), OMB files this comment on this information
collection request (ICR). The agency shall examine public comment
in response to the NPRM and will describe in the supporting
statement of its next collection any public comments received
regarding the collection as well as why (or why it did not)
incorporate the commenter’s recommendation. The next submission to
OMB must include the draft final rule.
Inventory as of this Action
Requested
Previously Approved
10/31/2022
36 Months From Approved
10/31/2022
8,137
0
8,137
14,198,780
0
14,198,780
1,895,224,719
0
1,895,224,719
Form 10-K is filed by issuers of
securities to satisfy their annual report obligations pursuant to
Sections 13 and 15(d) of the Exchange Act.
The proposed amendments in
Release No. IC-33427 would modify the registration, communications,
and offering processes for registered closed-end funds and business
development companies. The proposed collections of information
related to Form 10-K would tailor the disclosure framework for
business development companies in light of the proposed amendments
to the offering rules applicable to them. For purposes of the PRA,
we estimate that the proposed amendments related to Form 10-K would
result in a net increase of 213 burden hours and a net increase in
the cost burden of $28,400 for the services of outside
professionals. These changes are due to proposed amendments that
would require business development companies to provide additional
disclosure on Form 10-K.
$103,479,690
No
No
No
No
No
No
No
Sean Harrison 202
942-2910
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.